U.S. Department of Agriculture
Food Safety and Inspection Service
Washington, DC 20250



FOOD SAFETY RESEARCH AGENDA

DIRECTIONS FOR THE FUTURE
May 1997


Contents


Introduction				

Research and the Food Safety Research Group

Background

Risk Assessment and the Research Agenda

Criteria Used to Develop Research Agenda

	Criteria for Identifying Research Needs

The Food Safety Research Agenda

   General Research Questions

	Salmonella 

	Campylobacter

	Listeria

	Enterohemorrhagic Escherichia coli in General and E. coli O157:H7 Specifically

The Risk Assessment Framework

FoodNet Update

Future Directions

Appendix 1:  FSIS Food Safety Research Working Group

Appendix 2:  Fault-Tree Analysis






Introduction


The U.S. Department of Agriculture has embarked on a series of dramatic changes to improve food safety and reduce the incidence of foodborne illness associated with the consumption of meat, poultry, and egg products.

First, the Food Safety and Inspection Service (FSIS), the USDA Agency charged with ensuring the safety of meat, poultry, and egg products, has made significant changes in the regulatory structure of its food safety programs by placing a new emphasis on controlling microbial pathogens. On July 25, 1996, FSIS issued final regulations on Pathogen Reduction and Hazard Analysis and Critical Control Point (HACCP) systems (1). The new regulations require all slaughter and processing establishments to adopt a system of process control--known as HACCP--to prevent food safety hazards. To verify that HACCP systems are effective in reducing contamination with harmful bacteria, FSIS has set pathogen reduction performance standards for Salmonella that slaughter plants and plants that produce raw, ground meat and poultry have to meet. In addition, slaughter plants are required to conduct microbial testing for generic E. coli to verify that their process control systems are working as intended to prevent fecal contamination, the primary avenue of contamination for harmful bacteria.

Second, FSIS is implementing a reorganization to better prepare the Agency to operate in a HACCP environment that will emphasize the prevention of foodborne illness. One objective of the reorganization is to strengthen the Agency's focus on public health by creating an Office of Public Health and Science (OPHS). Within that office, FSIS has established a Division of Epidemiology and Risk Assessment and a Scientific Research Oversight staff. OPHS will generate and use the best available science to estimate risks associated with meat, poultry and egg products and to identify potential interventions consistent with the public health risks. These risk evaluations will guide FSIS's policy and regulatory decision making.

Research is extremely important to the success of the Agency's new food safety initiatives. To effectively address the safety of meat, poultry and egg products, FSIS needs to know more about the hazards in these products and their relation to adverse human health outcomes. Because the Agency's food safety strategy has broadened to cover the entire farm-to-table continuum, its research agenda also must broaden to address information needs at all points along the farm-to-table chain. To a large extent, the FSIS research agenda is guided by public health concerns, the new HACCP Pathogen Reduction regulations and the need to conduct risk assessments to achieve food safety objectives. It is critical that FSIS identify and establish the linkages between pathogens present on or in food animals and consequent human disease and to use this information to identify effective interventions consistent with the public health risk and to reduce foodborne illness.

Research and the Food Safety Research Group


The Food Safety Research Working Group was formed at the request of Michael Taylor, then Acting Under Secretary for Food Safety, to establish a research agenda that supports the fundamental changes FSIS is making to food safety regulation. The ultimate goal of the research agenda is to reduce the incidence of adverse human health effects associated with the consumption of meat, poultry and egg products.

Using human health effects as the basis for determining FSIS research needs is consistent with the formal risk assessment process, which provides a framework to identify data gaps and research needs along the farm-to-table continuum. The Food Safety Research Working Group was asked to use this concept in their deliberations, with the following objectives:

(1) to determine research needs for public health goals, (2) to determine what research is needed to support the Pathogen Reduction and HACCP regulation in preventing foodborne illness from meat and poultry, and (3) to shift the research orientation from a technology-based approach to a risk-based approach.

The working group is composed of scientists representing a broad base of expertise, including individuals with experience in research and knowledge of food safety and public health issues. The following Federal agencies are represented: Agricultural Research Service (ARS); Animal and Plant Health Inspection Service (APHIS); Cooperative State Research, Education & Extension Service (CSREES); Economic Research Service (ERS); FSIS; Office of the Secretary; Office of Risk Assessment and Cost Benefit Analysis (ORACBA); Centers for Disease Control and Prevention (CDC); Food and Drug Administration (FDA); National Institutes of Health (NIH); and the Department of Defense (DOD). Appendix 1 lists the participants.

Prior to its first meeting in June 1996, the Food Safety Research Working Group was given the following background material: 1) FSIS Strategic Plan (2); 2) proposedHACCP/Pathogen Reduction regulation (3); 3) Pathogen Reduction Task Force Subcommittee Report (4); and 4) FSIS Food Safety Research: Current Activities and Future Needs (5). The group met again in the fall of 1996 and communicated extensively by e-mail, fax and regular mailings during that time.

Background


Because FSIS is not a research Agency, it must rely on others, particularly the research agencies within USDA, to realize its research objectives and provide the scientific data needed to make regulatory decisions. For this reason, the longstanding collaboration between FSIS and ARS has increased in importance since 1995, when Congress asked that FSIS discontinue its research in diagnostic methods development. ARS has been, and is, developing the necessary tools for FSIS to use in its field laboratories and studies bacterial physiology, ecology, pathogenesis, growth dynamics of pathogens and methods of predictive microbiology in various food matrices. The 1996 Progress Report on Food Safety Research conducted by ARS lists 35 research projects currently being conducted by ARS at the request of FSIS (6).

FSIS in its own right, and through collaborative projects, has been and is conducting food pathogen surveys and studies to generate information needed to form food safety policies:



Risk Assessment and the Research Agenda

Risk assessment is an integral feature in determining the public health hazards associated with pathogens and will be prominent in the development and design of the FSIS research agenda. The Food Safety Research Working Group discussed the multiple reasons for this approach. In 1994, the U.S. Council for Agricultural Science and Technology (CAST) created a task force to determine what was currently known in the scientific community about the risks and consequences of foodborne pathogens and disease. A major recommendation that came from the CAST task force was that future food safety policy be based on quantitative microbial risk assessment (7). This confirmed and extended earlier recommendations from the National Academy of Sciences in two studies conducted for FSIS (8),(9).

While the value of risk assessment is without question, the science of risk assessment, particularly for microbial pathogens, is in a developmental stage. The fact that the numbers of bacteria in food are not constant is a key challenge to the application of risk assessment techniques to microbial food safety issues. Recent advances in predictive microbiology and computer modelling, however, have begun to allow the first quantitative microbial risk assessments.

The Division of Epidemiology and Risk Assessment, within OPHS, will ensure that the risk assessment paradigm is incorporated into the spectrum of work throughout the office. In addition to the actual estimates of risk, the assessment process provides a systematic approach to organizing the available data and identifying the need for additional data. Appendix 2 describes the first FSIS risk assessment project and shows how the Fault Tree Analysis for E. coli O157:H7 in ground beef served to organize data from outbreak investigations and studies and to highlight missing data points needed to make decisions at each "node" or branching of the tree. This illustrates how the risk assessment perspective can be used to estimate risk to human health potentially encountered along the farm-to-table continuum and to target research that should have the greatest value in terms of public health impact.

FSIS will also use risk assessment to evaluate cost-effective risk mitigation strategies. In this area, risk assessment will help rank alternative strategies to make economically sound policy decisions and allocate resources optimally. These processes will become an integral part of FSIS rule making activities, as required by Congress and the Department. Further, FSIS has stated in the final rule on Pathogen Reduction and HACCP (10) that the Agency will work closely with other Federal agencies to improve the scientific basis for establishing food safety standards for microbial pathogens. An interagency task force will determine the research needed for developing a workable approach to quantitative microbial risk assessment. It is conceivable that members of the Food Safety Research Working Group will be part of this task force.

Internationally, risk assessment has become the means of ensuring that countries establish food safety requirements that are scientifically sound and a means for determining equivalent levels of food safety between countries in international trade. These requirements are spelled out in the Sanitary and Phytosanitary provisions of the GATT Agreement (11).

Scientists within FSIS, ARS, and ERS are working to develop risk assessment models based on predictive microbiology and data available through the various surveillance and monitoring activities described above. In addition to the fault tree analysis for E. coli O157:H7 in hamburger, they have developed a "Flow" Tree Analysis for this same pathogen and food using innovative programming, incorporating the dynamics of microbial growth and death with the known levels of pathogen in epidemiologically implicated hamburgers. The Dynamic Flow Tree Process is described in an article authored by FSIS and published by the Office of Risk Assessment and Cost Benefit Analysis (ORACBA) (12).

FSIS has also initiated a quantitative risk assessment for shell eggs and egg products. This project was started in September 1996 and includes scientists from FSIS, ERS, ARS, APHIS, FDA, CDC, and academia. The project objectives are (1) to establish the unmitigated risk of salmonellosis associated with the consumption of contaminated shell eggs and egg products, (2) to address risk along the farm-to-table continuum, (3) to evaluate various risk mitigation strategies in terms of effective risk reduction, and (4) to identify data needs and prioritize data collection efforts. A public process will include opportunity for industry and consumer input. A project report, including risk-cost-effectiveness/ cost-benefit studies on alternative mitigation strategies, is expected by the end of 1997.

Criteria Used to Develop the Research Agenda

After reviewing, evaluating and generally discussing the background documents (see introduction), the Food Safety Research Working Group members used their considerable expertise to reach a consensus on the major research questions that needed to be answered. To encourage consideration of all possible issues, the working group was asked not to be limited by resource constraints in identifying the research needs. The working group developed criteria for identifying information needs on adverse health events.

Criteria For Identifying Information Needs


            1.    Incidence of Adverse Health Outcome
2. Causes of Adverse Health Outcome a. Chemical b. Physical c. Biological
3. Linkage (etiological/vehicle linked to food)
4. Outcomes a. Sequela b. Deaths c. Distribution (demographics/populations) d. Costs * Medical * Productivity Losses e. Public Sensitivity/Perceptions


The Food Safety Research Agenda

The Working Group began the process of creating a research agenda by identifying, in priority, general research questions and the major foodborne pathogens of concern. They then identified research needs that are unique to the following specific pathogens: Salmonella, Campylobacter, Listeria, and EHEC. The general questions are considered applicable to the specific pathogens and are, in general, prioritized; however, all of these questions are considered of high priority.

Research Agenda

I. General Research Questions



          1.   What is the actual incidence of foodborne illness in the United States?
               What is the incidence by specific pathogen and by specific food product?
2. What is the relationship between the numbers of bacteria on raw product and foodborne illness, and is the number different for different subpopulations, e.g., by age, socioeconomic status, immune status, race, etc.? What is the relationship of changes in performance standards for pathogen reduction (Salmonella or future performance standards) to human health downstream?
3. What are the risks, i.e., probability of foodborne illness, along the food chain? How does the determination of risk translate into the identification of critical control points along the farm-to-table continuum?
4. Is there adequate information on the sensitivity of subpopulations exposed to chemical, physical, and microbiological hazards in foods? Are different intervention strategies more effective for reducing risk of foodborne illness for different subpopulations?
5. Can critical limits around a control point within a hazard analysis critical control point (HACCP) system be directly linked to a public health impact?
6. How are pathogens introduced into the food chain? Studies show that transportation and/or stress cause an increased shedding of pathogens in animals; does this increase the number of pathogens on raw product or the risk of foodborne illness? Are CCPs known in animal production and, if so, is existing technology available to monitor the limits around each point?
7. Is it possible to predict emerging foodborne pathogens? For example, can conditions be identified which increase the likelihood of a pathogen, or a category of pathogens emerging or re-emerging at any point along the farm-to-table continuum?
8. Are there effective models for risk communication in relation to foodborne illness?
9. What are the costs and benefits for risk reduction, and what will consumers pay for food safety?
10. Are there vaccines or other production level interventions which would eliminate or reduce pathogens in raw products and/or prevent foodborne illness?


Research Agenda

II. Salmonella



Salmonella species cause diarrhea and systemic infections, which can be fatal in particularly susceptible persons, such as the immuno-compromised, the very young, and the elderly. An estimated 800,000-4,000,000 infections occur each year in the United States, most of them as individual cases apparently unrelated to outbreaks. Animals used for food production are common carriers of salmonellae, which may subsequently contaminate foods such as meat, dairy products, and eggs. Foods often implicated in outbreaks include poultry and poultry products, meat and meat products, dairy products, egg products, seafood and fresh produce. Between 128,000-640,000 of these infections are associated with Salmonella enteritidis (SE) in eggs. Over the past decade, more than 500 outbreaks have been attributed to SE with more than 70 deaths. In 1994, an upper limit estimate of 224,000 people became ill from consuming contaminated ice cream in one outbreak alone.

Salmonella Research Questions

          S1.   What is the incidence of salmonellosis that can be attributed to cross-contamination,
                particularly during food preparation in the kitchen?
S2. What are the sequelae of acute salmonellosis in humans? How common are they, and which subpopulations are most affected?
S3. How does Salmonella colonize both animals and humans? What are the specific colonization factors and their role in pathogenesis?
S4. What is the value of Salmonella serotyping? Can we determine seasonality of occurrence and geographic distribution in animals and/or humans? Is it needed, or is it enough to evaluate interventions and to identify emerging pathogens and/or antibiotic resistance? Are alternative methods available to subtype more cost effective, and can they be correlated with serotype?
S5. Do interventions that control the occurrence of Salmonella in the food chain also control the occurrence of other foodborne pathogens and non-pathogenic microorganisms? Do interventions that have an impact on human salmonellosis also control illness caused by other microorganisms?
S6. What is known about the microbial ecology of Salmonella? What are the environmental reservoirs for Salmonella along the farm-to-table continuum? What are the survival and growth characteristics before and after cooking?


Research Agenda

III. Campylobacter

Campylobacter is the most frequently identified cause of acute infectious diarrhea internationally and is the most commonly isolated bacterial intestinal pathogen in the United States. It has been estimated that between 170,000-2,100,000 cases of campylobacteriosis occur annually with an associated 120-360 deaths. Campylobacter jejuni and Campylobacter coli (two closely related species) are commonly foodborne, and are the infectious agents most frequently described in association with Guillain-Barré Syndrome, perhaps as frequently as 1 in a 1000 cases. Several prospective studies have implicated raw or undercooked chicken as major sources of C. jejuni/coli infections. Unpasteurized milk and untreated water have also caused outbreaks of disease.

Campylobacter Research Questions

          C1.  What is the incidence of campylobacteriosis that can be attributed to cross-contamination,
               particularly during food preparation in the kitchen?
C2. What are the sequelae of acute campylobacteriosis in humans? How common are they, and which subpopulations are most affected? Which strains (serotypes) of Campylobacter are associated with Guillain-Barré Syndrome?
C3. How does Campylobacter colonize both animals and humans? What are the specific virulence factors, including colonization?
C4. What interventions in the food chain (particularly farm practices) will decrease human illness or infections by Campylobacter? How can we measure the impact of interventions?
C5. What is the best method of subtyping Campylobacter for epidemiologic purposes?
C6. How can Campylobacter be detected in foods and in humans economically?


Research Agenda

IV. Listeria

Listeria monocytogenes is ubiquitous and is recognized as an important foodborne pathogen that can replicate at refrigeration temperatures. Listeriosis is a severe disease (e.g., causing conditions such as meningitis, spontaneous abortion, and septicemia) with a high fatality rate (20-30% of cases). Host susceptibility plays a major role particularly with infants, the elderly, pregnant women, and immuno-compromised individuals. Epidemiological data implicate meat, poultry, and dairy products among the food vehicles of listeriosis. Reports covering 1971-1994 indicate the prevalence of L. monocytogenes in meats to be highly variable with about 16 percent of products being positive. Data accumulated during the past ten years indicate that the highest risk foods are often ready-to-eat and stored at refrigeration temperatures for days to weeks. Public health agencies and regulatory agencies have established a zero tolerance for L. monocytogenes in cooked, ready-to-eat food.

Listeria Research Questions

          L1.  How common are gastroenteritis, flu-like, or other "mild" symptoms due to Listeria
               monocytogenes infection?  What are the sequelae of acute listeriosis in humans?  How
               common are they and which subpopulations are most affected?
L2. What is the infectious dose and the dose-response relationship of L. monocytogenes for humans and animals? Does a threshold exist below which illness does not occur? Is a zero tolerance standard supportable by scientific evidence?
L3. Is the presence of L. monocytogenes a concern in raw food products?
L4. Where is L. monocytogenes in the production/processing plant, and can it be eliminated?
L5. Are methods available to isolate and identify L. monocytogenes from foods and human fecal specimens?




Research Agenda

V. Enterohemorrhagic Escherichia coli in General and E. coli O157:H7 Specifically

Several strains of the bacterium E. coli cause a variety of diseases in humans and animals. Some strains produce Shiga toxins and are associated with a particularly severe form of human disease in many countries around the world; they are called enterohemorrhagic E. coli (EHEC). E. coli O157:H7 and a few other serotypes of EHEC (e.g. O111:NM and O26:H11) cause hemorrhagic colitis, which begins with watery diarrhea and severe abdominal pain and rapidly progresses to passage of bloody stools, and has been associated with Hemolytic Uremic Syndrome (HUS). HUS is a life-threatening complication characterized by acute kidney failure, and is particularly serious in young children. E. coli O157:H7 has its primary reservoir in cattle (also in deer and sheep), but the dynamics of E. coli 0157:H7 and other EHEC in food-producing animals are not well understood. An estimated 25,000 cases of foodborne illness can be attributed to E. coli O157:H7 each year with as many as 100 deaths resulting. Recent E. coli O157:H7 outbreaks have been associated with ground beef, venison, raw milk, lettuce and minimally-processed and fresh fruit juices. The most recent outbreak in the fall of 1996 in three western states and British Columbia which was associated with unpasteurized apple juice, sickened 66 people and caused the death of one child. Much less is known about other EHEC, some of which have caused major outbreaks in Australia and Europe.

E. coli Research Questions

          E1.  What is the incidence of EHEC and E. coli O157:H7 disease/infection in humans and 
               animals in the United States?  What is the relative incidence among different 
               subpopulations?
E2. What are the virulence factors associated with EHEC? Are all Shiga toxin-producing E. coli (STEC) pathogenic for humans, i.e., are all STEC also considered EHEC? Which virulence factors are associated with bloody diarrhea, hemolytic uremic syndrome, or other sequelae?
E3. How do EHEC colonize both animals and humans?
E4. What is the infectious dose and the dose-response relationship of EHEC and E. coli O157:H7 for humans and animals? Does a threshold exist below which illness does not occur? Is a zero tolerance standard supportable by scientific evidence? Can dose response data calculated for Shigella sp. or S. dysenteriae type 1, be used for EHEC and E. coli O157:H7?
E5. What is known about the microbial ecology of EHEC and E. coli O157:H7? What are the environmental reservoirs for EHEC and E. coli O157:H7 along the farm-to-table continuum? What are survival and growth characteristics before and after cooking?
E6. Should we be screening E. coli from human disease, and/or from food, for toxin production, or for the presence of stx, eae, hyl, EHEC plasmid, adhesins, etc.? Should we be screening human fecal specimens and/or foods for the presence of Shiga toxins?




The Risk Assessment Framework


The Food Safety Research Working Group also evaluated the research agenda as it should or could fit with the traditional risk assessment framework. Subheadings within each classification category describe specific research issues in terms of both risk assessment and HACCP.

Classification System for Research Questions

Classification

General Salmonella Campylobacter Listeria EHEC
Hazard ID:

Incidence (human, animal, food)

Pathogenesis

Diagnostics

Food Vehicles



1, 6, 10

2, 7

2



S1, S6

S2, S3, S6

S4

S4



C1

C2, C3

C5

C5





L1

L5

L3, L5



E1, E5

E2,E3,E6

E6

E6

Dose-Response Assessment

General Population

Sub-Populations



2, 4

2, 4



S2

S2



C2

C2



L1, L2

L1, L2



E4

E4

Exposure Assessment

Points of Introduction

Growth and Decline

Cross-Contamination



6, 7

2, 6





S6

S1







C1


L4

L2

L4



E5

Risk Characterization 2, 3, 5 -- C4 -- --
Risk Management

Interventions

CCP Identification

Sub-Populations



4, 10

2, 3

2, 4



S5
--

L4

L4

--

Cost-Benefit Analysis 9 -- -- -- --
Risk Communication/Education/Consumer Behavior 8 -- -- -- --




FoodNet Update


First year (1996) data from the joint USDA, FDA, CDC FoodNet project, which was summarized and reported to Congress in February 1997, indicate that Campylobacter is the most frequent cause of foodborne disease in the United States (13). This is something that public health officials had suspected for some time but could not demonstrate, because current surveillance (other than FoodNet) data are based mainly on the reports of outbreaks of disease, while Campylobacter primarily causes sporadic disease. FSIS is particularly concerned because several small prospective studies have linked the preparation or consumption of raw or undercooked poultry with Campylobacter infections. That concern was heightened by a 1996 conference sponsored by NIH, which linked acute Campylobacter infections to severe outcomes such as Guillain-Barré Syndrome. Consequently, FSIS convened a meeting with CDC, FDA, and ARS scientists to discuss research needs, particularly methodology to improve the costly and time-consuming methods now required to sample, isolate, and identify this pathogen. This will be the first step to develop methods and procedures that FSIS can then apply in field studies necessary to generate information for risk estimates and intervention strategies.

Future Directions


The Research Agenda outlined above will be used to develop an operational plan for meeting research needs. However, the Food Safety Research Working Group also has a broader impact on food safety activities:



APPENDIX 1


FSIS Food Safety Research Working Group

Dr. Kaye Wachsmuth (CHAIR)
Acting Deputy Administrator
Office of Public Health & Science
Food Safety & Inspection Service, USDA
Jamie L. Whitten Bldg.
12th & Jefferson Drive, SW, Room 341E
Washington, DC 20250
(202) 720-2644
FAX (202) 690-2980
Dr. J. Glenn Morris, Jr. (CO-CHAIR)
Office of Public Health & Science
Food Safety & Inspection Service, USDA
Jamie L. Whitten Bldg.
12th & Jefferson Drive, SW, Room 341E
Washington, DC 20250
(202) 205-0293
FAX (202) 690-2980
Dr. Nell Ahl
Office of Risk Assessment and Cost Benefit Analysis, USDA
South Agriculture 5248 Stop 3811
14th & Independence Ave, SW
Washington, DC 20250
(202) 720-8022
FAX (202) 720-1815
Dr. Robert L. Buchanan
Microbiologist
USDA/ARS/ERRC
Plant Science & Food Safety Research Unit
600 E. Mermaid Lane
Wynmoor, PA 19038
(215) 233-6636
FAX (215) 233-6406
Dr. Bonnie Buntain
Director, Animal Production Food Safety Staff
Food Safety & Inspection Service, USDA
Room 0002 South Building
14th & Independence Ave., SW
Washington, DC 20250
(202) 690-2683
FAX (202) 720-8213
Dr. Mitchell Cohen
Director, Division of Bacterial & Mycotic Diseases
Centers for Disease Control & Prevention
1600 Clifton Road, Mail Stop C-09
Atlanta, GA 30444
(404) 639-1603
FAX (404) 639-2780
Dr. Franklin L. Flora
Cooperative State Research, Education
& Extension Service, USDA
8th Floor, Aerospace Bldg., Mail Stop 2220
Washington, DC 20250-2220
(202) 401-1954
FAX (202) 401-4888
Dr. Betsey Kuhn
Director, Food & Consumer Economics Division
Economic Research Service, USDA
1301 New York Ave., NW
Room 1108
Washington, DC 20005-4788
(202) 219-0409
FAX (202) 219-0869
Dr. John R. LaMontague
Director, DMID, NIH
Solar Bldg, Room 3A18
6003 Executive Bldg. MSC 7630
Bethesda, MD 20892-7630
(301) 496-1884
FAX (301) 480-4528
Dr. Dennis R. Lang
Enteric Diseases Branch, NIH
Solar Bldg., Room 3A21
6003 Executive Blvd., MSC 7630
Bethesda, MD 20892-7630
(301) 496-7051
FAX (301) 402-1456
Dr. Joseph Madden
Strategic Manager for Microbiology
Center for Food Safety &Applied Nutrition, FDA
200 C. Street, Room 5836
Washington, DC 20204
(202) 205-4197
FAX (202) 401-2893
Dr. Alison O'Brien
Dept. of Microbiology
Uniformed Services University of
the Health Sciences
4301 Jones Bridge Road
Bethesda, MD 20814-4799
(301) 295-3400
FAX (301) 295-3773
Dr. Morris Potter
Centers for Disease Control & Prevention
1600 Clifton Road, Mail Stop A-38
Atlanta, GA 30333
(404) 639-1603
FAX (404) 639-2212
Dr. Jane Robens
National Program Leader
Food Safety & Health, ARS, USDA
Bldg. 5, Room 210
10300 Baltimore Ave.
Beltsville, MD 20705
(301) 504-5381
FAX (301) 504 5467
Dr. Tanya Roberts
Agricultural Economist
Economic Research Service, USDA
1301 New York Ave., NW.
Room 1108
Washington, DC 20005-4788
(202) 219-0857
FAX (202) 219-1252
Dr. Al Strating
Acting Associate Administrator
Animal & Plant Health Inspection Service, USDA
Jamie L. Whitten Bldg., Stop 3401
12th & Jefferson Drive, SW, Room 321E
Washington, DC 20250
(202) 720-3861
FAX (202) 720-3054
Dr. Sephen F. Sundloff
Director, Center for Veterinary Medicine
Food and Drug Administration
7500 Standish Place, HFV-1
Rockville, MD 20855
(301) 594-1740
FAX (301) 592-1830
Dr. Catherine W. Woteki
Acting Under Secretary
Research, Education & Economics, USDA
Jamie L. Whitten Bldg., Room 217W
12th & Jefferson Drive, SW
Washington, DC 20250
(202) 720-8885
FAX (202) 690-2842


APPENDIX 2

Fault-Tree Analysis


Development and Documentation of E. coli O157:H7 Ground Beef Model
Following is a proposed structure for a fault tree model developed by Peg Coleman, of the Food Safety and Inspection Service, and Tanya Roberts, of the Economic Research Service. Data from the various stages of the farm-to-table chain can be incorporated into the model to determine the risk associated with the ground beef.
                            QUANTITATIVE EVIDENCE

NODE 3 - What beef products are                   NODE 7 - How is ground beef cooked?
characterized for O157:H7?                          23% serve undercooked
Prevalence data from nationwide random and          (Klontz et al., 1995)
targeted surveys:
    4/2081 (FSIS steer/heifer baseline, 1994)       3% rare, 16% medium-rare, 17% medium,
    0/563 (FSIS ground beef baseline, 1995)         23% M-W, 39% well, 3% don't eat ground beef
    3/5291 (FSIS testing program, 1995)             (TX consumers, McIntosh et al., 1994)
    2/2485 federal plants
    1/2740 retailers                              NODE 10 - Does supermarket grind?
    0/37 state plants                               94% grind own ground beef
    0/29 imports                                    6% purchase fine grind or packaged
                                                    (ERS data, 1990 industry survey)
NODE 4 - Where is ground beef consumed?
    52% fast food                                 NODE 14 - What are supermarket sources
    33% at home                                             for ground beef?
     10% restaurant or institution                  16% coarse ground
      5% other locations                             9% beef for grinding
     (ERS data)                                      5% fine ground
                                                    70% boxed beef (trim)
NODE 5 - Is ground beef eaten cooked?               (ERS data, 1990 industry survey)                             
     95% eaten cooked, 5% raw, steak tartare		
     (Klontz et al., 1995).                       Contamination probability for each ??



















Footnotes

1. Pathogen Reduction; Hazard Analysis and Critical Control Point (HACCP) Systems; Final Rule. 9 CFR Part 304, et al. July 25, 1996.

2. Draft FSIS Strategic Plan, March 31, 1996

3. Pathogen Reduction; Hazard Analysis and Critical Control Point (HACCP) Systems Proposed Rule, 9 CFR Part 308, et al., February 3. 1995. (Final Rule published July 26, 1996).

4. Subcommittee Report for the Pathogen Reduction Task Force-Identifying Research and Educational Needs, USDA

5. Food Safety Research: Current Activities and Future Needs, FSIS, USDA, March 31, 1995

6. 1996 Progress Report on Food Safety Research Conducted by ARS, USDA, October 15, 1996.

7. Foodborne Pathogens: Risks and Consequences. Council for Agricultural Science and Technology Ames, Iowa. 1994.

8. Meat and Poultry Inspection: The Scientific Basis of the Nation's Program. Report of the Committee on the Scientific Basis of the Nation's Meat and Poultry Inspection Program, Food and Nutrition Board. National Academy Press, Washington, D.C., 1985.

9. Poultry Inspection--The Basis for a Risk-Assessment Approach. Report of the Committee on Public Health Risk Assessment of Poultry Inspection Programs, Food and Nutrition Board. National Academy Press, Washington, D.C., 1987.

10. Pathogen Reduction; Hazard Analysis and Critical Control Point (HACCP) Systems; Final Rule. 9 CFR Part 304, et al. July 25, 1996. P. 38847.

11. World Trade Organization Agreement on the Application of Sanitary and Phytosanitary Measures (The SPS Agreement). This agreement constitutes an elaboration of the relevant provisions, in particular Article XX(b), of the 1994 General Agreement on Tariffs and Trade.

12. Coleman, Peg, "FSIS/ERS Microbial Risk Assessment Collaboration: Dynamic Flow Tree Process," ORACBA News, March-April 1997, p. 2.

13. FSIS/CDC/FDA Sentinel Site Study: The Establishment and Implementation of an Active Surveillance System for Bacterial Foodborne Diseases in the United States, FSIS, USDA. Report to Congress. February, 1997.

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Last Updated On 9/3/97.