FSIS Logo Food Safety and Inspection Service
United States Department of Agriculture
Washington, D.C. 20250-3700

News and Information

May 2000

Food Safety and Inspection Service
Revised Action Plan for Control of Listeria monocytogenes for the Prevention of Foodborne Listeriosis

Note: This document is presented for historical purposes. Due to its age, some of the attachments are no longer available.

Summary

On May 5, 2000, President Bill Clinton directed the Secretaries of Agriculture and of Health and Human Services to report back to him within 120 days on steps both Departments would take to significantly reduce the risk of illness and death by Listeria monocytogenes in ready-to-eat foods. The President also directed the agencies to undertake several specific actions in order to accelerate our meeting the Administration's goal of cutting in half the number of illnesses caused by this pathogen by the year 2010. That goal, articulated in the Administration's Healthy People 2010 plan, would further reduce the number of foodborne listeriosis cases from 0.5 cases per 100,000 to 0.25 cases per 100,000. The President noted his belief that all of these actions, taken together, should allow us to achieve that goal by 2005 rather than 2010. (See Attachment 11.)

On February 10, 1999, FSIS held a public meeting to gather information on Listeria monocytogenes and listeriosis associated with ready-to-eat (RTE) meat and poultry products. This was in response to a large outbreak of listeriosis in late 1998/early 1999 attributed to bacteria in a ready-to-eat meat or poultry product and several recalls of meat and poultry products for contamination with L. monocytogenes. At this meeting, experts from FSIS, CDC, FDA, industry groups, and consumer groups shared foodborne illness and product contamination statistics, on-going research and research needs, testing programs, education efforts, and FSIS policy regarding L. monocytogenes in ready-to-eat meat and poultry products. (See Attachment 1.)

In May of 1999, Food Safety and Inspection Service (FSIS) Administrator Tom Billy announced a series of initiatives FSIS was undertaking to reduce the risk of foodborne illness attributed to the pathogen Listeria monocytogenes. The action plan for control of L. monocytogenes was formulated from the information gathered at the February 1999 public meeting. These initiatives included near-term and long-term activities, involving all programs of the Agency, as well as interagency activities. (See Attachment 2.)

This paper provides an update on the action plan for enhanced control of Listeria monocytogenes and thereby for the prevention of foodborne listeriosis. It is intended to serve as a basis for gathering public input on FSIS current thinking.

Background

Listeria monocytogenes is a foodborne pathogen of public health concern as reflected in statistics for severe foodborne illnesses and in national objectives for reducing foodborne illness. Each year, the bacteria cause at least 2,493 cases of listeriosis. Of these, 2,298 persons are hospitalized and 499 persons die. The case fatality rate is high -- 20 deaths per 100 cases of illness. (See Table 1.)

Table 1: Data from EID Vol. 15, No. 5, 1999; shows 2,493 illnesses; 2,298 hospitalizations; 499 deaths; case fatality rate 20.016

While the nation met its Healthy People 2000 target for reducing foodborne listeriosis, the Healthy People 2010 target is a further reduction from the 0.5 cases per 100,000 baseline of 1997 to 0.25 cases per 100,000. (See Tables 2 and 3.)

Table 2-Line graph; "Foodborne Listeriosis: Healthy People 2000 Objective Met"

Table 3: Surveillance - Healthy People 2010 Objective 10-1 (1997 baseline 0.5; 2010 target 0.25 cases per 100,000)

Although the Agency is awaiting final results from the interagency Listeria monocytogenes risk assessment, currently available FSIS data indicate that Listeria monocytogenes remains the primary trigger for product recalls. (See Table 4.) FSIS microbiological monitoring data from 1993-99 suggest that hot dogs and luncheon meats are two products of particular concern as vehicles for foodborne Listeria monocytogenes. (See Table 5.) Consequently, the proposed action plan for control of Listeria monocytogenes includes activities directed at further reducing the risks of foodborne illness associated with those products.

Table 4: Number of Recalls for FY 1999 By Hazard Type (total = 55;  Listeria monocytogenes=25; E. coli O157:H7=12; Salmonella=5; Process Deviation=5; Undeclared Allergens=5; Other=3

Table 5: shows Prevalence (%) of L. monocytogenes in Ready-to-Eat Meat/Poultry Products Tested, 1993-99

FSIS has updated its Action Plan for control of Listeria monocytogenes based on discussions and recommendations of the National Advisory Committee on Meat and Poultry Inspection, public meetings, additional data, and the work of an Agency working group on this topic. This revised Action Plan also considers information provided in a January 2000 petition from the Center for Science in the Public Interest to the Agency. (Attachment 3.)

NEAR-TERM INITIATIVES COMPLETED

FSIS Action Plan in Response to President's Directive

FSIS has now reviewed its action plan for the control of Listeria monocytogenes to prevent foodborne illness, in light of the President's May 2000 directive. (See Attachment 11.) That directive observed that the Department of Health and Human Services, in cooperation with the Department of Agriculture, is conducting a risk assessment on Listeria monocytogenes. The President directed the Secretaries of Agriculture and of Health and Human Services to report back within 120 days on the "aggressive steps you will take to significantly reduce the risk of illness and death by Listeria monocytogenes."

The President in particular directed the Secretary of Agriculture to "complete proposed regulations that include any appropriate microbiological testing and other industry measures" to:

  1. Prevent cross-contamination in the processing environment;
  2. Ensure that the processing of ready-to-eat products meets appropriate standards; and
  3. Ensure that such products are safe throughout their shelf life.

Following is the Agency's current thinking on control of Listeria monocytogenes in ready-to-eat meat and poultry products. The Agency believes that much of this work will be responsive to the President's directives.

A. Performance standards: FSIS intends to publish a proposed rule to establish performance standards for shelf-stable and perishable ready-to-eat products that will address the need to reduce all pathogens. The Agency also intends to propose to require that meat and poultry plants producing ready-to-eat products conduct environmental testing for Listeria ssp. in order to verify their Sanitation Standard Operating Procedures (SSOPs). The proposed frequency would be based on the volume of product produced by the plant.

FSIS believes that available epidemiological data amply support the need to begin rulemaking to enhance control of this pathogen, which has a case-fatality rate of 20 percent. In addition, in January 2000 the Agency received a petition from the Center for Science in the Public Interest asking FSIS to require companies producing ready-to-eat meat and poultry products to test both plant environments and finished products for the presence of the pathogen. (See Attachment 3.) During the rulemaking process, FSIS will consider public input on whether plants should test the plant environment for Listeria spp, should test finished products for Listeria monocytogenes, or should test both the environment and the product.

The proposed performance standards would establish a level of pathogen reduction that plants producing ready-to-eat products would need to meet during their operations in order to produce safe products but would allow the use of customized, plant-specific processing procedures other than those prescribed in earlier, command-and-control regulations. The proposed performance standards will be directed at improving the safety of ready-to-eat products; providing plants with the flexibility to adopt innovative, science-based food safety processing procedures and controls; and providing objective, measurable standards that can be verified by FSIS.

The first set of performance standards, for cooked beef, roast beef, and cooked corned beef products, fully and partially cooked meat patties, and certain fully and partially cooked poultry products, was published as a final rule in the Federal Register on January 6, 1999. These performance standards became effective March 8, 1999. Performance standards for other product categories are in the process of being drafted.

B. Validated handling instructions and/or open dating: FSIS also intends to propose to require that establishments using handling instructions or open dating (e.g., "sell by" or "use by" dates) on product labeling validate the accuracy of the handling/open dating information in their HACCP plans. The proposal will include, for public comment, proposed criteria on the use of open dating in meat and poultry products.

Interest in the potential usefulness of labeling as a public awareness and educational tool to help prevent foodborne listeriosis has grown as understanding of the pathogen and its most vulnerable victims has increased. Those most at risk of serious health complications and death from foodborne listeriosis are persons with incomplete or compromised immune systems, including infants, the elderly with underlying health problems, cancer and kidney patients, and AIDS patients. In addition, listeriosis causes spontaneous, late-term abortions in pregnant women.

If a ready-to-eat product containing a single Listeria monocytogenes cell is stored at refrigeration temperature for an extended period of time from distribution to consumption, there is at least a theoretical risk of illness in an at-risk individual. Inadequate reheating of a ready-to-eat product, therefore, could have potentially significant health consequences for a pregnant young woman, a woman with Alzheimer's in a nursing home, or a man going home to dinner after dialysis. Labeling on handling could heighten public awareness and, in conjunction with educational campaigns, have a positive influence on food handling behavior.

FSIS accordingly intends to revise the criteria for the FSIS directive on its L. monocytogenes testing program to reflect this change.

Today, ready-to-eat products are sampled and tested for L. monocytogenes according to varying schedules established by a number of testing programs. FSIS began testing selected ready-to-eat products for Listeria monocytogenes in 1987. Testing programs for additional products were added or modified in intervening years. Those regulatory programs were designed to encourage process validation, with the frequency of FSIS testing constrained by available resources.

The implementation of Pathogen Reduction and HACCP requires rather than encourages all manufacturers of ready-to-eat meat and poultry products to validate their processes, and the May 1999 Listeria monocytogenes notice clarified that all manufacturers of ready-to-eat meat and poultry products should reassess their HACCP plans to determine whether they adequately address the hazard from Listeria monocytogenes. FSIS testing programs for Listeria monocytogenes are therefore being revised to verify plant HACCP plans for ready-to-eat meat and poultry products.

Industry guidance: In conjunction with the proposed rule on performance standards, the Agency intends to publish guidance to industry regarding appropriate intervention measures that plants could initiate to reduce the risk of L. monocytogenes from hot dogs and sliced luncheon meats. Available epidemiological information suggests that hot dogs and sliced luncheon meats are two products that are vulnerable to Listeria monocytogenes contamination/growth. The small exploratory survey FSIS has conducted to determine how plants have reassessed their HACCP plans in light of the potential hazard of Listeria monocytogenes will be useful in identifying areas where guidance is needed. We know that one of those areas is in the prevention of cross-contamination, as noted in the President's May 2000 directive.

In-depth verification reviews: On an ongoing basis, FSIS plans to use its revised draft protocol for in-depth verification reviews of the regulatory compliance and scientific validity of a company's HACCP systems. On an ongoing basis, FSIS plans to use its revised draft protocol for in-depth verification reviews of the regulatory compliance and scientific validity of a company's HACCP systems.

Interagency risk assessment: The interagency quantitative risk assessment supported by FDA and FSIS will determine the prevalence and extent of consumer exposure to foodborne L. monocytogenes and assess the resulting public health impact of such exposure. The public health impact will be described in terms of risk rankings for the products considered. The risk assessment team has collected data in four areas: the presence of L. monocytogenes in foods, the consumption levels of these foods, information from epidemiological investigations, and data from experimentation that defines the dose-response relationship between this pathogen and human populations with different immune conditions. The results of this risk assessment will provide FDA and FSIS with the scientific information needed to review current programs relating to the regulation of L. monocytogenes contamination in foods. The draft interagency risk assessment underwent internal review in December 1999, with release tentatively scheduled for the summer of 2000.

Specifications for USDA commodity food programs. FSIS will seek to "jump-start" the use of instructional labeling for safe use of ready-to-eat products by working with AMS and other USDA agencies to modify the specifications for ready-to-eat foods purchased for USDA commodity food programs (e.g., school breakfast and lunch, the Women, Infants and Children program). Ensuring that there is appropriate labeling on these products could potentially minimize risks for consumers of those products. Use of the specifications approach has already enabled USDA to prevent consumption of potentially harmful food by some of those most vulnerable to foodborne illness.

Many of these foods are purchased for ultimate consumption by at-risk individuals. For example, the Women, Infants and Children program reaches pregnant women, who are vulnerable to spontaneous late-term abortion from listeriosis. A February GAO report provides support for this approach. It recommends that the Secretary of Agriculture direct the Administrator of FNS to: (1) implement a proposed food safety act database; and (2) provide more specific and complete guidance to school food authorities on safety provisions that could be included in food procurement contracts. The GAO report -- School Meal Programs: Few Outbreaks of Foodborne Illness Reported -- was requested by Senator Harkin to determine the extent of: (1) foodborne illness outbreaks related to meals served in schools; (2) USDA-donated foods in schools being removed, replaced, or disposed of because of a potential to cause foodborne illness; and (3) USDA established procurement policies and procedures for ensuring the safety of foods it donates to the programs.

LONG-TERM INITIATIVES

This study will produce data that will address several important information gaps, including the prevalence of contaminated products in the marketplace, the effect of "grow out" on detection of Listeria monocytogenes during shelf life, and counts of Listeria monocytogenes that actually occur in commercially packaged products over their shelf-lives, among others.

UNDER DISCUSSION:
ADDITIONAL ACTIVITIES TOWARD PREVENTING FOODBORNE LISTERIOSIS
(MEAT AND POULTRY PRODUCT FOCUS)

Benefits. Ionizing radiation passes through food in the form of radiant energy, which does not leave a residue, substantially diminish the nutrient quality, substantially raise the food temperature, or affect physio-chemical properties so that raw foods maintain the raw appearance. The primary benefits are the extension of shelf life and reduction of microbial pathogens of concern. In addition to USDA and FDA, many health-related organizations attest to the safety and effectiveness of food irradiation. A list of endorsers includes: the American Medical Association, American Dietetic Association, National Food Processors Association, American Meat Institute, World Health Organization, and the CODEX Alimentarius Commission.

FDA's 1990 approval for the use of irradiation as a food additive in poultry was in part based on the work of ARS researcher Dr. Donald Thayer. Thayer was the first to discover that E. coli O157:H7 could be controlled by irradiation. Later, he and other colleagues demonstrated that irradiation could control other major pathogens of concern such as Listeria, Salmonella, Campylobacter, and Bacillus cereus, on meat and poultry.

#

Table 1: Severe Foodborne Illness, Annual Burden of Illness Estimates - Listeriosis

Table 2: Foodborne Infections - Healthy People 2000 Target for Listeriosis

Table 3: Surveillance - Healthy People 2010 Target for Listeriosis (HP 2010 Objective 10-1)

Table 4: Number of Recalls for FY 99 By Hazard Type

Table 5: Prevalence of L. monocytogenes in Ready-to-Eat Meat/Poultry Products Tested, 1993-99

Attachment 1: FSIS Action Plan for Addressing Listeria monocytogenes, February 1999

Attachment 2: FSIS Action Plan for Addressing Listeria monocytogenes, May 1999

Attachment 3: Petition for Changes in Listeria monocytogenes regulatory program, Center for Science in the Public Interest, January 2000 [Available in PDF or Microsoft Word]

*Note: To read and print a PDF file, you must have the Adobe® Acrobat® Reader installed on your PC.

Attachment 4: Federal Register Notice: Listeria monocytogenes contamination of ready-to-eat products; compliance with HACCP System regulations and comment request , May 26, 1999

Attachment 5: FSIS Notice 17-99, Listeria monocytogenes Reassessment , June 17, 1999

Attachment 6: FSIS Notice 23-99, Instructions for Verifying the Listeria monocytogenes Reassessment, August 3, 1999

Attachment 7: Listeria Guidelines for Industry, May 1999

Attachment 8: Guidelines for Environmental and Chill Water Brine Sampling, March 2000

Attachment 9: Federal Register Direct Final Rule on Additives, January 20, 2000

Attachment 10: Listeriosis and Food Safety Tips, May 1999 [also available in Spanish]

Attachment 11: Presidential Memorandum to the Secretary of Agriculture and the Secretary of Health and Human Services, May 5, 2000

banner.gif (1787 bytes)

FSIS Home Page | USDA Home Page